SIFMA Securities Operations Section RSS Feed

Golf Outing on 16-Sep-10 9:00 AM

Thu, 16 Sep 2010 13:00:00 GMT

Golf Outing
Start Date: 16-Sep-10 9:00 AM
End Time: 16-Sep-10 5:00 PM
Location: Woodlake Country Club
Event Details:

REGISTER NOW

9AM Breakfast
10AM Shotgun Start

The afternoon will conclude with a buffet dinner and awards ceremony.

Fees: Golfer: $185 | Non Golfer: : $90

CLICK HERE TO REGISTER

Interested in sponsoring a hole ($100) at this event? CLICK HERE.

For directions, CLICK HERE.

Woodlake Country Club

Reg SHO Amendments

noemail@sifmasod.org — Wed, 13 Jun 2007 13:00:00 GMT

http://www.sec.gov/news/press/2007/2007-114.htm

Scholarship Program

Fri, 27 Aug 2010 20:05:09 GMT

The Securities Operations Section provides a 2010 Scholarship Program.

Please click here to view and print the scholarship application.

Membership Benefits

Fri, 27 Aug 2010 20:03:39 GMT

As an active 2010 member of our Section you will: First and most importantly, become a member of a Section which recently merged with the Cashiers Association of Wall Street, bringing a diverse knowledgeable group of industry professionals under one umbrella Receive invitations to Educational Forums that are designed to disseminate relevant industry news, information and educational material that cover a wide range of operational topics You will have a direct link to industry professionals to address and provide input on various industry issues, through partnership with Industry Utilities, Exchanges, Regulators and other SIFMA Sections and Societies Voice your firm's opinion through the Regulatory and Clearance Sub-committee (REG and Clearance) and shape the future of our Industry. Member-only benefits include: SOS News & Views - Our highly rated newsletter provides information on a diverse range of topics that are relevant to our...

Mon, 02 Aug 2010 12:20:01 GMT

2010 SOS EXECUTIVE COMMITTEE OFFICERS THOMAS GOOLEY SOS - President Head of Global Wealth Management Operations Morgan Stanley - Global Wealth Management 1 New York Plaza New York, NY 10004 Tel: 212.276.0765 Email: thomas.gooley@morganstanley.com STECE CALLAN SOS - Vice President of Membership Vice President JP Morgan Securities, Inc. 1 Metrotech Center West, 4th floor Brooklyn, NY 11201 Email: steve.callan@jpmorgan.com JEFFREY HAMEL SOS - Vice President of Operations Director Pershing LLC 1 Pershing Plaza - 9th Fl. Jersey City, NJ 07399 Tel: 201-413-2116 Fax: 201-435-2131 Email: jhamel@pershing.com ...

Panel 4 - Become a Member

Fri, 02 Jul 2010 14:09:58 GMT

Invest in the future of your firm, the industry, and your own career. Take advantage of all that the SOS has to offer: Join us in 2010!

Learn about other SIFMA Affiliates

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Thu, 03 Jun 2010 13:09:15 GMT

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Thu, 03 Jun 2010 13:07:31 GMT

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Panel 5

Fri, 05 Mar 2010 15:49:07 GMT

College Scholarship Program: Each year the SOS awards four renewable scholarships to the families of eligible members in good standing. Learn more. (Members Only)

Homepage Newsletter block

Fri, 05 Mar 2010 14:25:53 GMT

SOS News & Views Winter 2010 - A digest of leading securities clearance, settlement and related regulatory news for SOS members.

Visit our Newsletter Archive to read our newsletters or read the latest newsletter.

Tagline - homepage

Thu, 14 Jan 2010 22:05:36 GMT

The SOS promotes a spirit of cooperation and the pursuit of common industry solutions among operations professionals in banking and brokerage.

SOD BUY IN COMMITTEE

Mon, 23 Nov 2009 15:18:02 GMT

OVERVIEW The SOD Regulatory & Clearance Buy-In Committee is a partnership of over twenty firms within the industry who are committed to effectively mitigating and managing the risk associated with Street Side fails. The committee’s main focus is on the development of standardized processes, harmonizing regulations and developing best practices relating to the processing of buy-ins. The intent of this website is to provide committee members with a centralized repository for information relating to buy-ins. · FINRA Buy In Contacts: o Kris Dailey: 646-315-8434 o Kosha Dalal: 202-728-6903 o Anond Ramtabal: 646-315-8565 REGULATIONS GMRA Rules for Repo Buy Ins: http://Icma-group.org NSCC Buy In Rules (CNS & Balance Order) Pgs 233-236 http://dtcc.com/legal/rules.proc FINRA Buy-Ins (Ex-Cleared Trades): http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=4507&element_id=3829&highlight=11810#r4507 MSRB Close-outs: ...

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noemail@sifmasod.org — Mon, 19 Mar 2007 21:27:09 GMT

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Expiration Date: 19-Jun-07 5:27 PM

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2007-03-19T21:27:09Z

Instructor: Instructor

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