SIFMA Securities Operations Division

Reg SHO Amendments

noemail@sifmasod.org — Wed, 13 Jun 2007 14:00:00 GMT

http://www.sec.gov/news/press/2007/2007-114.htm

Tue, 29 Jul 2008 19:16:12 GMT

2008 SOD EXECUTIVE COMMITTEE OFFICERS STEPHEN MELANASKI SOD – President Senior Vice President Bank of America 499 Washington Blvd. 7th Floor Jersey City, NJ 07310 Tel: 201-533-6117 Fax: 800-977-4608 Email: stephen.melanaski@bankofamerica.com Assistant: Amy Gavigan Tel: 214-209-6724 Email: amy.gavigan@bankofamerica.com PHILIP A. LANZ, JR SOD – Executive Vice President Senior Managing Director Bear, Stearns & Co. Inc. One MetroTech Center North, 4th Fl. Brooklyn, NY 11201 Tel: 347-643-2210 Fax: 917-849-0089 Email: Phil.Lanz@jpmorgan.com Assistant: Dawn Stahlecker Tel: 347-643-2367 Email: dstahlecker@bear.com JEFFREY HAMEL SOD – Vice President of Operations Director Pershing LLC 1 Pershing Plaza – 9th Fl. ...

SOD Constitution & By-Laws

Mon, 21 Jul 2008 20:15:44 GMT

Constitution & By-Laws Revised 7-01-08

Executive Committee

Wed, 09 Jul 2008 17:46:55 GMT

JOHN SCHMIDT SOD – Chairperson, Education Committee (by appointment of the President) Vice President – Asset Servicing/International Operations National Financial Services LLC 1 World Financial Center 200 Liberty Street NY5A7 New York, NY 10281 Tel: (212)-335-5402 Fax: (917)-790-7036 Email: john.schmidt@fmr.com Assistant: Maria Irrizzary Tel: (212) 335-5752 Email: maria.irrizarry@fmr.com CHRIS PLAGGE SOD – Chairperson, Event Planning Committee (by appointment of the President) Vice President JP Morgan Chase & Co. 277 Park Ave. 23rd Floor New York, NY 10172 Tel: (212) 622-6315 Fax: (646) 534-1721 Email: christopher.plagge@jpmorgan.com Assistant: N/A MITCHELL MINTZ SOD – Executive Committee 2008 First Vice President ADP Clearing & Outsourcing Services 101 Hudson St., 9th floor Jersey City, NJ 07302 Tel: (212) 429-8669 Fax: (201) 557-1405 Email: mintz@adpcos.com Assistant: Denise Amormino Tel: (201) 557-2601 Email: denise_amormino@ml.com THOMAS...

Panel 4 - Become a Member

Mon, 17 Mar 2008 14:12:17 GMT

Invest in the future of your firm, the industry, and your own career. Take advantage of all that the SOD has to offer: Join us in 2008!

Learn about other SIFMA Affiliates

Committees

Tue, 11 Mar 2008 12:45:01 GMT

Committee Affiliation Contact Us Matthew A. Murray Membership Charles Schwab & Co., Inc. 111 Pavonia Avenue East Suite 300 Jersey City, NJ 07310 (201) 610-2530 Tel (201) 610-2575 Fax EMAIL: matthew.murray@schwab.com Chris Plagge Event Planning - Education, Entertainment JP Morgan Chase & Co. 277 Park Avenue 23rd Fl. New York, NY 10172 (212) 622-6315 Tel (646) 534-1721 Fax EMAIL: christopher.plagge@jpmorgan.com John Schmidt Education National Financial Services LLC 1 World Financial Center 200 Liberty Street NY5A7 New York, NY 10281 Tel: (212)-335-5402 Fax: (917)-790-7036 Email: john.schmidt@fmr.com Lawrence Morillo NYSE Liaison Committee Pershing LLC One Pershing Plaza, 9th...

Panel 5

Wed, 05 Mar 2008 20:41:36 GMT

College Scholarship Program: Each year the SOD awards four renewable scholarships to the families of eligible members in good standing. Learn more. (Members Only)

Panel 3 - TBD

Fri, 18 Jan 2008 18:54:19 GMT

SOD News & Views Fall 2007:

Membership Benefits

Wed, 27 Jun 2007 20:51:32 GMT

As an active member of our Division you can:

address and provide input on various industry issues, through partnership with industry utilities, exchanges, regulators and other SIA divisions.
participate in forums that are designed to disseminate relevant industry news, information and educational material on a wide range of operational topics.
voice your opinions through our committees and shape the future of our industry.

Members-only benefits include:

Daily Industry updates - Distributed via email each morning, these provide a snapshot of relevant news and important updates from various industry sources, such as the SEC, NYSE, NASD, Industry Utilities and The Bond Market.
Scholarships - The SOD funds up to six scholarship awards per year, each renewable for four years. Scholarship eligibility is limited to the immediate family of paid members in good standing.
“SOD News Views” - Our highly rated newsletter provides information on a diverse range of topics that are relevant to our industry.
Educational Forums - We sponsor a minimum of four educational events per year, which are designed to inform and identify solutions to the most important current issues in our industry. Members receive priority admission to these events, as well as a voice in choosing topics.
Participation in industry working groups - We actively work with regulators/utilities/vendors to ensure that the industry's priorities and concerns are heard and addressed. We are often invited to join these groups and speak at forums throughout the country.
Networking opportunities – Throughout the year, SOD holds various events at which our membership, from all levels of the industry, have the opportunity to meet and mingle with their colleagues.
Access to the members only section of our website, which includes our directory of membership.

All of this for only $75 per member, per year. Apply for Membership

Honorary Members

Wed, 27 Jun 2007 20:47:32 GMT


Name	Year
Michael Calabro	1994
Vincent S. Puccia	1993
John J. Reinhardt	1985
Michael J. DeMarco	1972
Sam Minsky	1972

Past Presidents

Wed, 27 Jun 2007 20:46:45 GMT

Name Year Name Year + Ambrose J. Verlin 1938-1939 * Thomas E. Loebs 1973 + Charles J. Kuhback 1940-1941 + Joseph Racaniello 1974 + Walter L. Wright 1942-1943 Francis H. Powers 1975 + LeRoy Dando 1944 Paul Underwood 1976-1977 * John L. McDonald 1945-1946 Gerard P. Lynch 1978 + Leslie G. Schoenhart, Sr. 1947 Walter F. Siebecker 1979 + Edward R. Rimmels 1948-1949 William J. Tierney, Jr. 1980 + Richard M. Trickey 1950-1951 Kevin Young 1981 * D. Lionel Howedel 1952-1953 Vincent Morano 1982 + James J. Duddy 1954 Patrick Mackin 1983 + T. Alvan Cowen 1955 Henry C....

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noemail@sifmasod.org — Mon, 19 Mar 2007 22:27:09 GMT

Objectives:

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Release Date: 19-Mar-07 5:27 PM
Expiration Date: 19-Jun-07 5:27 PM

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2007-03-19T22:27:09Z

Instructor: Instructor

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